Doi:10.3402/gha.v4i0.7226
Prevalence of chronic obstructivepulmonary disease in rural women ofTamilnadu: implications for refiningdisease burden assessmentsattributable to household biomasscombustion
Priscilla Johnson1Kalpana Balakrishnan2,Padmavathi Ramaswamy1, Santu Ghosh2,Muthukumar Sadhasivam3, Omprakash Abirami1,Bernard W. C. Sathiasekaran4, Kirk R. Smith5,Vijayalakshmi Thanasekaraan6 and Arcot S. Subhashini1
1Department of Physiology, Sri Ramachandra University, Chennai, India; 2Department ofEnvironmental Health Engineering, Sri Ramachandra University, Chennai, India; 3Department ofPhysiology, Muthukumaran Medical College, Chennai, India; 4Department of Community Medicine,Sri Ramachandra University, Chennai, India; 5School of Public Health, University of California,Berkeley, CA, USA; 6Department of Chest Medicine, Sri Ramachandra University, Chennai, India
Background: Chronic obstructive pulmonary disease (COPD) is the 13th leading cause of burden of diseaseworldwide and is expected to become 5th by 2020. Biomass fuel combustion significantly contributes toCOPD, although smoking is recognized as the most important risk factor. Rural women in developingcountries bear the largest share of this burden resulting from chronic exposures to biomass fuelsmoke. Although there is considerable strength of evidence for the association between COPD and biomasssmoke exposure, limited information is available on the background prevalence of COPD in thesepopulations.
Objective: This study was conducted to estimate the prevalence of COPD and its associated factors amongnon-smoking rural women in Tiruvallur district of Tamilnadu in Southern India.
Design: This cross-sectional study was conducted among 900 non-smoking women aged above 30 years, from45 rural villages of Tiruvallur district of Tamilnadu in Southern India in the period between January and May2007. COPD assessments were done using a combination of clinical examination and spirometry. Logisticregression analysis was performed to examine the association between COPD and use of biomass for cooking.
R software was used for statistical analysis.
Results: The overall prevalence of COPD in this study was found to be 2.44% (95% CI: 1.433.45). COPDprevalence was higher in biomass fuel users than the clean fuel users 2.5 vs. 2%, (OR: 1.24; 95% CI: 0.366.64)and it was two times higher (3%) in women who spend 2 hours/day in the kitchen involved in cooking. Useof solid fuel was associated with higher risk for COPD, although no statistically significant results wereobtained in this study.
Conclusion: The estimates generated in this study will contribute significantly to the growing database ofavailable information on COPD prevalence in rural women. Moreover, with concomitant indoor air pollutionmeasurements, it may be possible to increase the resolution of the association between biomass use andCOPD prevalence and refine available attributable burden of disease estimates.
This paper was orally presented in the Annual conferenceInternational Society of Environmental Epidemiology held in
Pasadena in 2008.
Global Health Action 2011. # 2011 Priscilla Johnson et al. This is an Open Access article distributed under the terms of the Creative Commons Attribution-
Noncommercial 3.0 Unported License (http://creativecommons.org/licenses/by-nc/3.0/), permitting all non-commercial use, distribution, and reproductionin any medium, provided the original work is properly cited.
Citation: Global Health Action 2011, 4: 7226 - DOI: 10.3402/gha.v4i0.7226
(page number not for citation purpose)
Priscilla Johnson et al.
Keywords: chronic obstructive pulmonary disease; prevalence; biomass fuel users; rural women; disease burden
Received: 25 April 2011; Revised: 7 August 2011; Accepted: 29 September 2011; Published: 3 November 2011
Chronicobstructivepulmonarydisease(COPD)is Baseline information on prevalence of COPD is an
the fourth leading cause of death and 13th
important input for disease burden estimations as well as
leading cause of burden of diseases worldwide
for estimations of attributable disease burdens for im-
with projected increases in its contributions over the next
portant risk factors. Most previous studies have focused
decade (1). The global initiative for chronic obstructive
on prevalence of COPD in men addressing primarily
lung disease (GOLD) has classified COPD as ‘a disease
smoking as a risk factor. Few studies have attempted to
state characterized by airflow limitation that is not fully
assess prevalence among non-smoking rural women in
reversible. The airflow limitation is usually both progres-
developing countries using primarily biomass for cook-
sive and associated with an abnormal inflammatory
ing. Estimates based on health care resource utilization in
response of the lungs to noxious particles or gases' (2, 3).
this setting may underestimate true prevalence and
Active smoking is the major risk factor for COPD
probably be biased toward the more severe and sympto-
worldwide, and the risk attributable to active smoking in
matic cases. Hospital-based estimates of COPD preva-lence are also often hindered by unavailability of health
COPD varies from 40 to 70% according to the country
care data, inaccuracies in coding as well as inconsistent
(4). Although smoking remains the predominant risk
physician recognition of early disease.
factor (57), it needs to be emphasized that prevalence of
With this background, we report here results of a
COPD in non-smokers suggests the existence of other
community-based cross-sectional assessment for COPD
risk factors such as passive smoking, occupational
that included physician diagnosis for COPD using
exposure, and indoor air pollution (810).
pulmonary function testing with bronchodilatation,
Recently, exposure to biomass smoke resulting from
among rural women of Southern India.
household combustion of solid fuels has been identifiedas an important risk factor for COPD, with rural womenin developing countries bearing most of this disease
Materials and methods
burden (11). In addition to respirable particulate matter,
This cross-sectional study was conducted in Tiruvallur, a
biomass combustion results in high levels of pollutants
district that has 605,866 households comprising a popu-
such as carbon monoxide, oxides of nitrogen and sulphur,
lation of 2,738,866 persons with approximately an equal
formaldehyde, benzo(a)pyrene, and benzene that are a
distribution of males and females in the southern India
major source of respiratory irritants in the etiopathogen-
state of Tamilnadu in India (16). The study was approved
esis of COPD (12).
by the Institutional Ethics committee of Sri Ramachan-
Although COPD affects twice as many males as
dra University on 24 August 2006 (MEC/06/52/44) andthe study was conducted between January and May 2007.
females, this difference will diminish, given the fact that
Sample size of 900 subjects was calculated for the study
more and more females throughout the world have taken
based on the following factors: an expected 2.55%
up smoking in the past few years in developed countries,
prevalence of COPD for women in South India;
and non-smoking females are exposed to biomass
desired confidence level of (a) of 0.05; power of the
combustion products in developing countries.
study (1 b) 0.80: and design effect 2.
Recent studies have made important contributions in
The study subjects were selected through cluster
examining temporal, spatial, or multipollutant patterns, in
sampling using probability proportion to size criteria.
addition to day-to-day or seasonal variability in house-
This approach resulted in the selection of 45 rural villages
hold concentrations and exposures in biomass using
out of 612 small villages with population less than 10,000
homes (1315). Collectively, the evidence from these
in Tiruvallur district (Census 2001). In each village that
studies shows that rural women, children in solid fuel
was selected by cluster sampling method, the center of the
using settings experience extremely high levels of air
village was located by spinning a pencil and seeing the
pollutants often at least an order of magnitude higher
direction in which it stopped, the street in that particular
than what is commonly considered as safe levels of
direction comprising various households was selected.
exposure. WHO's Comparative Risk Assessment (15)
Twenty females from that particular street of that village
estimated that about 950,000 children die each year from
were selected for study, so that a total of 900 female
acute lower respiratory infections as a result of these
subjects were recruited.
exposures worldwide along with about 650,000 premature
The selection criteria included women aged 30 years
deaths of women from COPD and lung cancer (10).
and above who have been residents of the villages in
Citation: Global Health Action 2011, 4: 7226 - DOI: 10.3402/gha.v4i0.7226
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Prevalence of COPD in rural women of Tamilnadu
Tiruvallur district for a minimum period of 5 years who
no more air can be expelled while maintaining an upright
did not report a history of bronchial asthma, pulmonary
posture. The subjects were verbally encouraged to con-
tuberculosis, cardiac diseases, pregnancy, diabetes, and
tinue to exhale the air at the end of the maneuver to
cancer. Only one female member from each household
obtain optimal effort, for example, by saying ‘keep
who fulfilled the selection criteria was finally recruited. In
going.' The same was repeated for a minimum of three
certain occasional households with more than one eligible
maneuvers and not more than eight was done for
member, a random selection was done. Ten (0.92%)
acceptability and repeatability. Spirobank is a spirometer
subjects refused consent. About 1,016 households includ-
that is designed to facilitate the total valuation of lung
ing approximately 1,087 members were contacted to
function such as forced vital capacity (FVC), vital
reach the desired sample size of 900 participants.
capacity (VC), and maximal voluntary ventilation
Informed written consent was obtained before recruiting
(MVV) tests with pre and post comparison. FVC, forced
any person into the study. Once the persons gave informed
expiratory volume in 1 second (FEV1), peak expiratory
consent, to be part of the study, questionnaire was
flow rate peak expiratory flow rate (PEFR), and mid
administered that collected information on known risk
expiratory volume (FEF 2575%) values were recorded.
factors for COPD, details on type of fuel (biomass, clean),
A complete flow volume loop was obtained from the
duration of cooking involvement in years (time interval
spirometer. The values of the largest FVC and the largest
between start and stop of cooking/till the date of inter-
FEV1 were taken from all of the three reproducible and
view), average total hours involved in cooking in a day,
usable curves (acceptable start of test and free from
kitchen configuration, and so on (kitchen indoor/outdoor,
artifact). The data were compared with individual pre-
with or without windows/openings). A detailed clinical
dictive values based on age, sex, body weight, standing
history on respiratory symptoms was also obtained. All
height, and ethnic group and were interpreted to arrive at
symptomatic women were then subjected to pulmonary
the diagnosis (18). Most of the sources of variation in
function tests. COPD cases were diagnosed based on the
pulmonary function assessment such as motivation and
three criteria: (1) cough with expectoration on most days of
effort and body position were controlled by following
the week for 3 months of the year for at least 2 consecutive
American thoracic society (ATS) guidelines and using
years, (2) forced expiratory volume in 1 second (FEV
standardized verbal encouragement phrases (17, 19, 20).
Spirometry with bronchodilation testing after inhala-
1)/FVC value lower than 80% predicted as diagnosed
by spirometry, and (3) reversibility test result of B15%
tion of 200 mg of Salbutamol was carried out in order to
or B200 ml improvement in FEV
confirm COPD (21). COPD cases were defined as
1 compared to pre-
bronchodilator FEV
follows: reversibility test result of B15% improvement in
1. All the three criteria were consid-
ered as essential for diagnosis of COPD.
FEV1 compared to prebronchodilator FEV1, or post-
Subjects were instructed to avoid the activities such as
bronchodilator improvement of FEV1B200 mL, and
performing vigorous exercise within 30 min of testing,
FEV1/FVCB70% and no history of atopy or pattern of
wearing clothing that substantially restricts full chest and
disease suggestive of asthma. Data collectors were trained
abdominal expansion, and eating a large meal within
on questionnaire administration, Anthropometry mea-
2 hours of testing, and these requirements were given to
surement, Pulmonary Function Tests (PFT) assessment
the patient at the time of making the recruitment (17).
as per ATS guidelines and the same set of investigators
The patient's age, height, and weight (wearing indoor
were involved in the collection of information from the
clothes without footwears) were recorded for use in the
study population to avoid the information bias and to
calculation of reference values basically to arrive at the
minimize the interobserver variability. All the data
classification of the derived values with respect to a
recorded on data forms were stored in locked cabinets
reference population. Body mass index was calculated as
to maintain confidentiality. Questionnaire data were
kilogram per meter square. The height was measured
entered in Microsoft Access for data analysis. Statistical
without footwear, with the feet together, standing as tall
analysis was performed using ‘R' Version 2. Prevalence
as possible with the eyes level and looking straight ahead
was expressed in terms of percentage. Logistic regression
using a stadiometer.
analysis was performed to examine the association
Pulmonary function test was performed following
between selected risk factors and COPD. The odds ratios
American Thoracic Society guidelines using a portable
were calculated.
data logging Spirometer (MIR Spirobank) (17). This testwas performed in a sitting position with nose closed by
nose clips and a mouthpiece placed in mouth making
Table 1 provides important descriptive characteristics of
sure that the lips were sealed around the mouthpiece and
the study population. Most study subjects (66%) were
that the tongue did not occlude it. The subject was then
under the age of 50 while only a third of the subjects were
asked to inhale completely and rapidly with a pause of 1
above 50. Majority of the women were illiterate and of
second at total lung capacity and exhale maximally until
low socioeconomic status (with household income BRs.
Citation: Global Health Action 2011, 4: 7226 - DOI: 10.3402/gha.v4i0.7226
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Priscilla Johnson et al.
Table 1. Descriptive characteristics and prevalence of
were cooking outdoors most part of the year. The years
COPD of the study population of Tiruvallur district,
of cooking ranged from 5 to 55 years with an average of
29.3911.2 years per woman. The mean time spent incooking was 3.191.2 hours per day. 40.3% were exposed
Prevalence (%) with
to other particle sources such as mosquito coils and
incense smoke. Although 5% of participants reported tohave positive symptoms such as chronic cough with
2.44 (1.43, 3.45)
phlegm, only 2.4% turned out to be COPD positive
clinically and spirometrically. Distribution of the study
population in the several descriptive categories such as
age, religion, literacy status, house type, kitchen type, and
so on was similar to the distribution given in census data
indicating the robustness of the data (16).
Prevalence of COPD
Overall, 2.44% (1.43, 3.45) of the study participants
1.5 ( 0.19, 3.19)
(22 of 900 subjects) were diagnosed with COPD. Table 1
also provides the prevalence of COPD among several
subcategories within the study population. Although the
difference in prevalence of COPD across subcategories
was not statistically significant, we describe the differ-
ential prevalence across select subcategories to illustrate
Kitchen type Outdoor
possible contributions from risks related to biomass fuel
use. Prevalence of COPD was higher among the elderly
2.0 ( 0.26, 4.26)
50 years), biomass users, women exposed to
Environmental tobacco smoke (ETS), women who spent
2 hours/day in the kitchen for cooking, and women
who have been involved in cooking for more than 15
years. As seen in Table 1, the majority of women were
biomass users with greater than 15 years of cooking
experience. Thus, although the observed differences in
1.2 ( 0.17, 2.57)
prevalence were all in the direction indicating an effect of
biomass use, the sample lacked adequate power to detect
statistically significant differences.
Table 2 shows the univariate odds ratio and the
adjusted effects of type of cooking fuel and other
variables on prevalence of COPD. The odds ratio for
the use of solid fuels and COPD was 1.43 with 95%
2.25 (0.87, 3.63)
confidence interval of 0.36
5.73. Similarly, the odds ratio
calculated for other related variables such as age (OR:
1.4; 95% CI: 0.49, 4.01), indoor kitchen type (OR: 1.1;
aPucca house with cemented walls and roof; bKutcha crude,
95% CI: 0.43, 2.8), cooking duration (OR: 2.05; 95% CI:
imperfect, temporary house with walls and roof made of mud or
0.73, 5.72), and history of passive smoking (OR: 1.16;
95% CI: 0.44, 3.05) also showed increased risk, althoughnot statistically significant.
2,000 or $40 per month). Although the study subjectswere all non-smokers, 25% reported exposure to passivesmoking from male smokers within their household.
Nearly 50% reported spending most of their time indoors
This population-based epidemiological study was carried
on household chores and the rest reported working
out for estimating the prevalence of COPD as there have
outdoor during the day. A high proportion of study
been few community-based prevalence assessments for
participants used biomass as their primary fuel (83.7%) in
COPD in India, especially among non-smoking rural
unimproved stoves with only 16.3% using cleaner fuels
women and men, and potential contributions from other
such as kerosene and LPG. Nearly 50% of study house-
risk factors such as biomass combustion and ETS have not
holds had indoor kitchens and the rest of the households
been extensively studied. In a recent multicentric study in
Citation: Global Health Action 2011, 4: 7226 - DOI: 10.3402/gha.v4i0.7226
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Prevalence of COPD in rural women of Tamilnadu
Table 2. Univariate OR and adjusted effects of type of cooking fuel and other variables on prevalence of chronic obstructivepulmonary disease
Univariate OR with 95% CI
Adjusted OR with 95% CI
2.02 (0.86, 4.71)
0.52 (0.19, 1.44)
0.55 (0.19, 1.54)
0.55 (0.23, 1.31)
0.72 (0.27, 1.95)
0.55 (0.16, 1.89)
1.06 (0.45, 2.52)
1.01 (0.41, 2.49)
1.03 (0.44, 2.41)
1.24 (0.36, 4.25)
1.43 (0.36, 5.73)
1.16 (0.44, 3.05)
0.63 (0.24, 1.62)
0.52 (0.19, 1.47)
2.36 (0.69, 8.03)
1.76 (0.45, 6.83)
2.05 (0.73, 5.72)
1.02 (0.41, 2.54)
aPucca house with cemented walls and roof; bKutcha crude, imperfect, temporary house with walls and roof made of mud or thatch.
India, prevalence of smoking in women was found to be
multicentric study] (22, 2527) albeit slightly lower, where
only 2% with most of them residing in urban areas (22).
PEFR and sets of questions were used for the diagnosis of
In this study, a meticulous diagnostic approach was
COPD. The estimate is higher than what has been
chosen for identification of the COPD cases, including a
reported for an urban population in the neighboring
complete clinical evaluation with spirometry before and
urban area in Chennai (25).
after bronchodilation, to minimize misclassification of
However, because most studies were hospital-based
asthmatics as COPD cases. Few community-based studies
studies and as prevalence estimates were done using
have used such rigorous criteria. The prevalence estimate
smoking rates in the study population, results were likely
of COPD of 2.44% obtained in this study population
to bias estimates toward higher prevalence (2830).
of Indian, rural, and primarily biomass-using women of
Moreover, insufficient information on biomass use was
30 years of age is higher than the world prevalence of
available in most of the previous studies to make detailed
0.8% (as reported by WHO). The prevalence in developed
comparisons. Furthermore, biases resulting from the use
countries assessed mostly on smokers ranges from 4% to
of alternative diagnostic protocols such as self-reporting
as high as 57% and prevalence tended to vary by the
and evaluation without spirometry or without broncho-
method used to estimate prevalence, namely spirometry
dilation that could all contribute to the differences in the
(11 studies), respiratory symptoms (14 studies), patient-
prevalence observed between the studies could not be
reported disease (10 studies), or expert opinion. The
sufficiently examined (23, 24). Prevalence of COPD in
lowest prevalence was based on expert opinion (23, 24).
subjects aged ]50 years in the study sample was 3.6%
Prevalence estimates obtained in this study are similar to
(1.495.7) as compared to subjects B50 years (1.8%).
what has been reported in other Indian studies [1.2% by
Although prevalence of COPD in younger subjects is
Thiruvengadam et al. in Chennai urban, 2.5% by Ray
lower than in older individuals, it is of public health
et al. in rural South India, 3.9% by Jindal et al.in rural
importance as the younger population with a long life
North India, 3.2% by Jindal et al. in rural India, a
expectancy will continue to be exposed to several risk
Citation: Global Health Action 2011, 4: 7226 - DOI: 10.3402/gha.v4i0.7226
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Priscilla Johnson et al.
factors such as biomass fuel use, passive smoking, and
exposure across geographical regions (12, 13, 38). With
an increasing body of prevalence information across
Logistic regression analysis has shown increased risk of
regions (states), where concomitant indoor pollution
COPD in women using biomass fuel for cooking, in older
measurements are being made, it may be possible to
women, in women involved in cooking for longer
increase the resolution of the association between bio-
duration, in women living in kutcha houses, and in
mass use and COPD prevalence across a continuum of
women with history of passive smoking, although
population exposures. The study has contributed by
statistically not significant. The lack of statistical sig-
providing large scientific database of health data and
nificance is probably due to the sample size and power of
has also developed methods and protocols for large-scale
the sample size. The sample size for this study was
health assessments related to COPD for future applica-
calculated for generating the prevalence of COPD, and
tions in similar areas of research. Biomass will remain the
the study design and the sampling frame work were also
principal cooking fuel for a large majority of rural
chosen for the same. Hence, this study is not adequately
households for many years to come. Hence, an effective
powered to examine the association between COPD and
mitigation strategy should employ a variety of options,
its risk factors, although the direction of the association
from improvements in fuels and cooking technologies to
of the select risk factors is similar to what is reported in
housing improvements. Epidemiological studies such as
the literature.
what has been accomplished in this study pave the way
As studies have demonstrated that improved cook
for understanding opportunities for intervention design
stoves reduce considerably the smoke, either by having
as well as in monitoring and evaluation of intervention
a far better combustion or by having an excess of air or
with a combination of both, the health impacts of smoke
Moreover, it is difficult to estimate the effectiveness of
from open fires inside dwellings can be reduced using
an intervention in situations where preintervention esti-
such improved cook stoves, changes to the environment
mates of health parameter are inadequate, which requires
(e.g. use of a chimney), and changes to user behavior (e.g.
a demanding study design and analysis to examine or
drying fuel wood before use, using a lid during cooking)
quantify causal associations (39). Such baseline preva-
(31). Hence, young adults have to be targeted early by the
lence information in biomass using populations is also
health authorities to promote awareness of the disease
useful for future cross-sectional assessments that may be
and its risk factors and thereby reduce the morbidity and
used to assess intervention efficacy or for making
mortality due to COPD.
comparisons with other populations to frame an inter-vention.
Implications for refining disease burdenassessments attributable to biomass combustionThis prevalence estimate can also be used for calculation
of global burden of COPD as COPD is the 13th leading
In conclusion, this cross-sectional population-based
cause of global burden of disease worldwide with
study has estimated the COPD prevalence in a non-
projected increase in its contribution over the next
smoking, primarily biomass-using rural women popula-
tion, using objective lung function measurements in
The association between household biomass combus-
addition to clinical criteria. The burden of disease
tion and increased risk of COPD in rural women has been
attributable to indoor air pollution has only been recently
documented in many studies (32, 33) and has been used in
recognized as an important contributor to national
the WHO lead comparative risk assessments (CRA) and
burden of disease. Integration of the results from this
burden of disease calculations in 2002 (34, 35). An
study with exposure studies will help in refining disease
increasing body of animal studies also lend mechanistic
burden estimates that are attributable to indoor air
support for this association (36, 37). Most disease burden
pollution. It is hoped that the baseline prevalence
calculations have to rely on routinely collected secondary
estimate for COPD generated in Tiruvallur district of
health data to estimate baseline prevalence. These esti-
Tamilnadu can be used by the researchers as well as local
mates are often aggregated at the national level, masking
public health officials in future for the implementation of
differences that may exist across states in India both in
interventions to reduce the morbidity, mortality, and
terms of exposures and outcomes.
economic burden due to COPD.
An increasing body of exposure information now
available on solid fuel-using households across multiplestates in India show that 24-hour household concentra-
tions of respirable suspended particulate matter (RSPM)from biomass combustion may range from 200 to 2000
The authors would like to thank Sri Ramachandra University, Prof.
mg/m3 resulting in substantial differences in individual
Michael Bates of University of California, Berkeley, the research
Citation: Global Health Action 2011, 4: 7226 - DOI: 10.3402/gha.v4i0.7226
(page number not for citation purpose)
Prevalence of COPD in rural women of Tamilnadu
team, and the subjects. This study was approved by the Institutional
use in Andhra Pradesh, India. J Expo Anal Environ 2004; 14:
Ethics committee on 24 August 2006 (MEC/06/52/44).
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The 9th Asian Raptor Research and Conservation Network (ARRCN) Symposium 2015, Novotel Chumphon Beach Resort and Golf, Chumphon, Thailand; October 21–25, 2015 Organized by Asian Raptor Research and Conservation Network (ARRCN) Chumphon Province The Flyway Foundation, Thailand The 9th Asian Raptor Research and Conservation Network (ARRCN) Symposium 2015,
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