Doi:10.1016/j.schres.2008.05.010
Available online at www.sciencedirect.com
Schizophrenia Research 105 (2008) 49 – 60
Static posed and evoked facial expressions of emotions
Christian G. Kohler ⁎, Elizabeth A. Martin, Neal Stolar, Fred S. Barrett, Ragini Verma,
Colleen Brensinger, Warren Bilker, Raquel E. Gur, Ruben C. Gur
Neuropsychiatry Division, Department of Psychiatry, University of Pennsylvania, Philadelphia, PA, United States
Received 19 November 2007; received in revised form 28 April 2008; accepted 1 May 2008
Objective: Impaired facial expressions of emotions have been described as characteristic symptoms of schizophrenia. Differencesregarding individual facial muscle changes associated with specific emotions in posed and evoked expressions remain unclear. This studyexamined static facial expressions of emotions for evidence of flattened and inappropriate affect in persons with stable schizophrenia.
Methods: 12 persons with stable schizophrenia and matched healthy controls underwent a standardized procedure for posed andevoked facial expressions of five universal emotions, including happy, sad, anger, fear, and disgust expressions, at three intensitylevels. Subjects completed self-ratings of their emotion experience. Certified raters coded images of facial expressions for presenceof action units (AUs) according to the Facial Action Coding System. Logistic regression analyses were used to examine differencesin the presence of AUs and emotion experience ratings by diagnosis, condition and intensity of expression.
Results: Patient and control groups experienced similar intensities of emotions, however, the difference between posed and evokedemotions was less pronounced in patients. Differences in expression of frequent and infrequent AUs support clinical observationsof flattened and inappropriate affect in schizophrenia. Specific differences involve the Duchenne smile for happy expressions anddecreased furrowed brows in all negative emotion expressions in schizophrenia.
Conclusion: While patterns of facial expressions were similar between groups, general and emotion specific differences support theconcept of impaired facial expressions in schizophrenia. Expression of emotions in schizophrenia could not be explained by impairedexperience. Future directions may include automated measurement, remediation of expressions and early detection of schizophrenia.
2008 Elsevier B.V. All rights reserved.
Keywords: Emotion expression; Schizophrenia; Facial Action Coding System; Affective flattening; Inappropriate affect
across species (Abnormal expressionsof emotions have been described as characteristic
Facial expressions are shared in humans and animals,
symptoms of schizophrenia (
and are central for communication both within and
) and may precede the onset of illness by manyyears (Affective flattening andother negative symptoms are present at onset of illness
⁎ Corresponding author. Neuropsychiatry Section, Psychiatry
Department, University of Pennsylvania, 3400 Spruce Street, 10
in males, increase with illness duration
Gates Building, Philadelphia, PA 19104, United States.
E-mail address: (C.G. Kohler).
and appear distinct from depression (
0920-9964/$ - see front matter 2008 Elsevier B.V. All rights reserved.
doi:
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
In contrast to positive symptoms of schizo-
limited to global assessment of positive and negative
phrenia, negative symptoms may not respond as well to
emotion expressions, rather than changes in specific
antipsychotics and have been linked to impairment in
face regions. Other measurements of emotion expres-
psychosocial functioning
sions have included recognition rates of expressions
Whereas there are widely used and validated
instruments that measure and parse aspects of cognitive
derived measures without analysis of specific AUs
dysfunction and its neurobiology in schizophrenia,
clinical assessments of affective flattening and other
negative symptoms have been limited to observer based
rating scales. The ability to quantify emotional expres-
automated methods have included computerized face
sion, especially in the face, has been enhanced by work
aimed at measuring unique features of universal
) and electromyographic measurements
emotions. Six universal emotions are recognized across
cultures in facial expressions — happiness, sadness,
can measure minute muscle activations, albeit limited to
anger, fear, disgust and surprise (
select face regions.
). Based on facial
Most studies have supported affective flattening in
muscle movement, devel-
general, rather than inappropriate affect. Studies that
oped the Facial Action Coding System (FACS), which
examined specific emotions reported on selective
identifies discrete facial muscle movements, called
impairment in happy (), sad(
Action Units (AUs). FACS has been simplified and
adapted for clinical research. Emotion FACS
(EMFACS: identifies AUs associated
expressions. Laterality differences of emotional expres-
with the predicted expression of the particular emotion,
sions have not been reported, although acuity of illness
and the Facial Expression Coding System (FACES:
may be associated with differential impairment in upper
versus lower face expressions (
overall dynamic facial changes, according to number of
expressions, intensity and duration.
affective flattening is considered characteristic of
Examinations of facial expressions beyond clinical
schizophrenia, comparisons with psychiatric (
rating scales in schizophrenia have reported on imitative
, deliberate or posed
control groups have raised
questions regarding specificity.
), spontaneous expressions within
Antipsychotics, particularly first-generation, are
dyadic interactions
associated with extrapyramidal symptoms, but their
influence on emotion expression remains unclear. Some
expressions associated with emotional film clips
studies indicated an adverse effect of medications on
facial expression (
or emotional experiences of the
examined patients
both on and off antipsychotics and found no clear effect
Media for capturing facial expressions have included
on expressivity.
still photographs (
Previously, we investigated AUs in high intensity
evoked expressions of universal emotions expressed by
actors and determined AUs, which were essential for
accurate recognition and increased recognition, when
present in combinations ). The aim
and electromyographic recordings
of the present study was to extend previous investiga-
tions on evidence of impaired affect in schizophrenia
Videotaped acquisition offers the advantage of capturing
and to examine individual muscle movements in static
duration and frequency of emotion expressions. How-
facial expressions of emotions in persons with stable
ever, analyses of such lengthy data sets have been
symptoms. We expected persons with schizophrenia to
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
produce emotion expressions which include fewer AUs
for positive symptoms ) (mean total
that are frequently present in expressions of controls and
score ± SD = 5.8 ± 10.7, range = 0–32) and negative
more AU that are infrequently present in controls.
symptoms () (mean total score ±
Matched groups of persons with stable schizophrenia
SD = 29 ± 18, range = 0–55), including item ratings for
and healthy controls underwent a standardized proce-
affective flattening (mean score ± SD = 2.3 ± 1.0,
dure of eliciting posed and evoked facial expressions of
range = 0–4) and inappropriate affect (mean score ±
five universal emotions. We applied FACS to examine
SD = 0.8 ± 1.1, range = 0–3) at the time of testing.
facial changes based on the presence of AUs within each
Symptom assessments were performed by trained raters
emotion and condition, i.e. posed and evoked. Stratified
meeting inter-rater reliability (icc N .80). All patients
by emotion, we examined the sum of frequent and
were treated with standard dosages of second genera-
infrequent AUs, combinations of frequent AUs, and
tion-antipsychotics (n = 12) and augmenting dosages of
differences in the presence of individual AUs. We
first-generation antipsychotics, specifically long-acting
expected different results for posed compared to evoked
haloperidol (n = 2), without increase in antipsychotic
emotional expressions, as the former are regulated by
medication for 3 months. Antipsychotic dosages were
cortical systems and are under greater volitional and
converted to estimated olanzapine-equivalents (mean
cognitive control Specifically, we antici-
dosage ± SD = 15.5 mg ± 2.3) and chlorpromazine-
pated that impaired emotional expression in schizo-
equivalents (mean dosage ± SD = 312.5 mg ± 188).
phrenia is more pronounced for evoked, rather than
None of the participants exhibited clinical evidence of
posed expressions.
tardive dyskinesia or acute extrapyramidal symptoms.
After complete description of the study to the subjects,
written informed consent was obtained.
2.2. Emotion expression
There were 12 persons (mean age = 31.50
Our method of acquisition is based on obtaining
± SD = 7.74, range = 21–42) with the DSM-IV diagnosis
emotion expressions in actors (Gur et al.2002) and
of schizophrenia based on the Diagnostic Interview for
controls, and required extensive training of synchro-
Genetic Studies ) and 12 healthy
nizing the different aspects of image acquisition.
controls, case matched to patients according to gender,
Participants were seated in a brightly lit room and
ethnicity, age and parental education. There were 7 men
instructed to remain within direct view of the digital
and 5 women, including 6 Caucasians and 6 African-
camera. Research personnel, including the instructor
Americans in each group. No participant in this study
and photographer, were located beyond the camera in
displayed any facial hair, which may have obscured
an unlit area. Interaction between research personnel
facial movements, such as beard or mustache. Partici-
allowed for rapid and repeated acquisition of photo-
pants were recruited from the Schizophrenia Center at
graphs, if necessary. Expressions were obtained of 5
the University of Pennsylvania, according to the
universal emotions that are reliably rated cross
following general exclusion criteria: History of sub-
culturally and of neutral expressions. We followed
stance related disorders (DSM-IV and laboratory data
the procedure previously described ()
including toxicology) within the past 6 months; mental
and the order of emotions expressed remained fixed:
retardation defined as a full scale IQ b70; not proficient
Happiness, Anger, Fear, Disgust and Sadness. A
in English; history of any neurologic event or disease
priori decision was made to not include surprise, since
affecting brain function; medical diseases that may affect
surprise can be conceptualized as the abrupt onset of
brain function or interfere with participation. In addition,
any other universal emotion. The sequence of
healthy controls were free of Axis I, Axis II disorders
emotions was based on the assumption that happiness
and Axis I disorders in first-degree
as the only positive emotion is most easily achieved
in isolation, i.e. being first, and sadness was
Patients were screened and excluded for self-reported
positioned last, since its effect in the evoked condition
and observed depression, using standard rating scales.
may last longer. Each emotion was obtained in low,
All patients lived independently or with family, none
medium and high intensity expressions and followed
had been hospitalized within 6 months prior and six
by a neutral expression to allow the participant to
patients – compared to all controls – worked at least
achieve neutral emotional state between different
20 h per week or were students. Patients had assessment
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
Expressions were obtained in two conditions tradi-
subjective experience of each emotion at the three
tionally used in directing with instructions on avoidance
intensities on an 11-point self-rating scale (0 = no
of speech, since it would interfere with facial expression
emotion, 10 = extreme intensity). Examples of emotion
of emotions. During the mechanical approach (English
expressions are shown in
method) for unfelt or posed expressions participantswere instructed to communicate or signal the target
2.3. Image acquisition
emotion through facial expressions. For the posedexpressions, photographs were obtained based on
Images utilized in this study were captured with a
cuing of emotional intensities by the instructor. Duration
Pulnix digital color camera, mounted on a custom-made
of acquisition of posed expressions was between 15 and
aluminum frame (). Large-screen
25 min. Subsequently, participants identified biographi-
floodlights provided soft (diffuse) illumination, impor-
cal emotional situations, when each emotion was
tant for resulting texture fidelity. Images were trans-
experienced in all intensities, and these situations were
ferred serially from their buffer in the digital cameras
summarized as vignettes with identification of time
through a Bitflow multiplexer onto the computer, using
points for the three intensities. The genuine approach for
a software-controlled hardware interface.
felt or evoked expressions, is based on the acting systemcredited to Constantin Stanislawski that requires the
2.4. Facial Action Coding System (FACS) ratings
participant to engage in emotion and sense memoryrelated to a particular event and thus reliving an
Captured images of mild, moderate and high
emotional experience. Emotional vignettes were
intensity expressions were presented via digital video
recounted to participants in a narrative manner using
projection in pseudo-random order to three certified
exact wording derived from vignettes, and participants
FACS raters, who were blinded to emotion expressed
were instructed to communicate the emotional experi-
and participant status. To serve as a baseline compar-
ence through facial expression. For the evoked expres-
ison, neutral images were presented next to emotional
sions, photographs were obtained based on a priori
images of the same person. FACS scoring was
decisions about which points of the narrative were
performed independently by each rater. AUs of Lips
associated with the corresponding emotional intensities.
Part and Jaw Drop, which constitute mouth opening,
Duration of acquisition of evoked expressions was
were collapsed, since they represent differing degrees of
between 15 and 25 min. Following each acquisition of
the same muscle movement. For purposes of this study,
posed and evoked expressions, participants rated their
we were interested in the presence, rather than intensity
Fig. 1. Examples of facial emotion expressions.
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
of AUs and intensity ratings were not included in the
ranged from .46–.79 for frequent and .32–.36 for
analysis. Laterality was collapsed so that if an AU was
infrequent AUs.
scored for one side, it was qualified on both. Ratingswere transformed to binomial data, with the presence of
an AU recorded with 1, absence with 0. According toagreement of at least 2 raters, an AU was coded as
Participants underwent the procedure for posed and
present or absent. The number of occurrences for each
evoked expressions of emotions without signs of undue
AU was calculated for each image, grouped by emotion
emotional stress or difficulties. The two groups rated
and condition. Based on the distribution of AUs, those
similar subjective experience of emotions for each
occurring in ≥15% of expressions within a particular
emotion and condition (see . As expected,
emotion and either condition in the healthy control
experiences increased with target intensities (x-
group were considered to be frequent AUs (see
sq = 26.11, p b .001) and were rated as greater during
Conversely, AUs occurring less frequently were con-
evoked compared to posed expressions (x-sq = 16.73,
sidered to be infrequent AUs for the particular emotion.
df = 1, p b .001). With respect to intensities of experience,
Lastly within each emotion, we examined correla-
there were interactions for emotion by condition and
tions between clinical assessments of affective flattening
condition by diagnosis. Differences between experience
and inappropriate affect with presence of frequent and
of posed and evoked emotions were more pronounced in
infrequent AUs.
sad, anger and fearful expressions, and less pronounced inhappy expressions (x-sq = 16.48, df = 4, p = 0.002). Differ-
2.5. Data analysis
ences between experience of evoked and posed emotionswere less pronounced in patients (x-sq = 5.11, df = 1,
Conditional logistic regression analyses, condition-
p = 0.024). Patients had higher intensities of experience
ing on each matched patient–control pair, were used to
compared to controls for posed emotions (x-sq = 6.34,
test for differences in the presence of AUs by diagnosis,
df = 1, p = 0.012) but not for evoked emotions (x-sq = 0.17,
condition, and intensity of expression. Two-way inter-
df = 1, p = 0.68).
actions were included for diagnosis by condition and
Within each emotion, results are presented starting
diagnosis by intensity. Since diagnosis was of primary
with differences in expression of sum total of frequent and
interest, the interactions were dropped from the model
infrequent AUs, and combination of at least two frequent
when not statistically significant, but the main effects for
AUs, followed by differences in expression of individual
condition and intensity were retained in the model in
AUs according to group and group by condition (evoked
order to adjust for these effects. Intensity was of
versus posed). Within each emotion, group differences in
secondary interest to show the internal validity of the
AUs broken down by condition are represented in
procedure when examining presence of frequent AUs.
When cell counts were sparse, exact conditional logistic
3.1. Happy expressions
regression was used as implemented in SAS ProcLogistic, using the Exact statement. Linear regression
Overall, frequent AUs, which included Cheek Raiser,
models were used to test for differences in the emotion
Lid Tightener, Lip Corner Pull and Mouth Open were less
experience ratings by diagnosis, emotion, and condition.
common in evoked expressions in schizophrenia (OR = .41,
Generalized estimating equations (GEE) methodology,
p b 0.001), but not in posed expressions (OR= .87, p=.595;
using the exchangeable correlation structure, were used
test for diagnosis by condition interaction: Wald = 4.1,
to adjust the linear regression models for clustering by
p = .044). Infrequent AUs were more common in schizo-
matched pair. Within the patient group, Spearman
phrenia (OR = 2.0, p = .013). Combinations of at least two
correlations were conducted between clinical ratings
frequent AUs were less common in schizophrenia
for affective flattening and inappropriate affect (SANS)
(OR = 0.32, p = 0.018). Examining the presence of indivi-
and presence of frequent and infrequent AUs within
dual AUs, the frequent AUs of Lid Tightener (OR = .37,
each emotion. All analyses were performed using SAS
p = .018) in both conditions and Cheek Raise limited to
version 9.1 (SAS Institute, Cary, NC).
evoked expressions (OR = .15, p = .005) were less commonin SZP. Upper Lip Raiser, an infrequent AU in happy
2.6. Inter-coder reliability
expressions, was more common in SZP (OR = 25.8,p b .001). For happy expressions, there was an effect of
Cohen's kappa coefficients for agreement on expres-
intensity on presence of frequent AUs (Wald = 40.78,
sion of individual AUs that differed between groups
p b .001) but no interaction with group.
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
Fig. 3. Subjective experience of posed and evoked emotions.
3.2. Sad expressions
Open, and they did not differ in expression of infrequentAUs. Combinations of at least two frequent AUs were
Overall, frequent AUs, which included Inner Brow
less common in schizophrenia (OR = 0.43, p = 0.027).
Raiser, Brow Lower, Lid Tightener, Lip Corner Depres-
Examining the presence of individual AUs, Brow Lower
sor, Chin Raiser and Lip Tightener were less common in
(OR = .03, p b .001) and Lid Tightener (OR = .39,
SZP (OR = .58, p = .003), while infrequent AUs were
p = .046) – both frequent AUs – were less common in
more common in SZP (OR = 2.46, p b .001). Examining
SZP. For fear expressions, there was an effect of
the presence of individual AUs, Inner Brow Raise
intensity on presence of frequent AUs (Wald = 20.39,
(OR = .25, p = .016), Brow Lower (OR = .17, p b .001),
p b .001), but no interaction with group.
and Lip Corner Depressor (OR = .03, p b .001) – allfrequent AUs – were less common in SZP. Lid Droop
3.5. Disgust expressions
(OR = 4.18, p = .013), an infrequent AU, was morecommon in SZP. For sad expressions, there was an effect
Overall, frequent AUs, which included Inner Brow
of intensity on presence of frequent AUs (Wald = 10.97,
Raiser, Brow Lower, Lid Tightener, Nose Wrinkler, Upper
p = .004), but no interaction with group.
Lip Raiser, Lip Stretcher, Lip Tightener and Mouth Open,were less common in SZP (OR = .71, p = .013), while
3.3. Anger expressions
infrequent AUs were more common in SZP (OR = 1.77,p = .018). Combinations of at least two frequent AUs
Overall, frequent AUs, which included Brow Lower,
were less common in schizophrenia (OR = 0.46, p = 0.054).
Lid Tightener and Lip Tightener, were less common in
Examining the presence of individual AUs, Inner Brow
SZP (OR = .58, p = .008), while infrequent AUs were
Raise (OR = .05, p = .004), Brow Lower (OR = .04,
more common in SZP (OR = 1.98, p = .003). Combina-
p b .001) and Lip Tightener (OR=.08, p=.031) – all
tions of at least two frequent AUs were less common in
frequent AUs – were less common in posed expressions in
schizophrenia (OR = 0.40, p = 0.017). Examining the
SZP. Lower Lip Depressor (OR = 12.0, p = .037), an
presence of individual AUs, Brow Lower (OR = .19,
infrequent AU, was more common in SZP. Lip Corner
p b .001), a frequent AU, was less common in SZP and
Depressor (OR = .08, p = .028), an infrequent AU, was
Lid Droop (OR = 11.9, p = .010), an infrequent AU, was
absent in SZP. For disgust expressions, there was an effect
more common in SZP. For angry expressions, there was
of intensity on presence of frequent AUs (Wald = 30.37,
an effect of intensity on presence of frequent AUs
p b .001), but no interaction with group.
(Wald = 16.12, p = b.001), but no interaction withgroup.
3.6. Clinical ratings
3.4. Fear expressions
Within the schizophrenia group, ratings for affective
flattening did not correlate with presence of frequent
Groups did not differ in expression of frequent AUs,
AUs for any emotion expressed. Ratings for inappropri-
which included Inner and Outer Brow Raiser, Brow
ate affect correlated with presence of infrequent AUs for
Lower, Upper Lid Raiser, Lid Tightener and Mouth
Fig. 4. Differences in frequencies of action units in emotion expressions.
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
happy (r = −. 25, p = .036), sad (r = −.44, p b .001) and
and misinterpretation as neutral or no emotion,
fearful (r = −.24, p = .047) expressions.
inappropriate affect will result in misinterpretation ofthe emotional valence.
Our prediction regarding a more selective impair-
ment in evoked expressions was limited to happy
Impaired facial expressions of emotions represent
expressions. The prediction could not be confirmed in
characteristic negative symptoms in schizophrenia and
the negative emotions tested, in particular disgust,
directly affect interpersonal engagement and social
where some frequent AUs were less common in posed
functioning. Previous clinical studies have characterized
expressions in the patient group.
the enduring and pervasive nature of affective flattening
In happy expressions, patients commonly displayed
in schizophrenia. Experimental studies have under-
upward turned lip corners, as the most common and
scored these findings and expanded on this body of
characteristic feature of a smile. Other elements, which
knowledge by examination of affective flattening in
constitute the Duchenne smile and are necessary for a
different conditions and in comparison with other
smile to appear sincere, such as eye lids tightened and
patient groups.
cheeks raised, were less frequent. In all negative
In the present study, involving persons with stable
emotion expressions, furrowed or lowered brows were
schizophrenia and case matched healthy controls, we
clearly less common in schizophrenia. The corrugator
applied ratings of specific facial changes associated with
muscle, as the muscle associated with formation of a
posed and evoked expressions of five universal emo-
frown or scowl, represents a major constituent in the
tions. Overall patterns of facial expressions of emotions
expression of negative emotion ().
were similar between patient and control groups in all
Different from our finding, reported
emotions and, for each emotion, expression at higher
increased corrugator muscle activity, as measured by
intensities produced increased number of AUs in patient
electromyography that can measure small changes
and control groups without differential findings. Differ-
beyond visual resolution, for both positive and negative
ences in expression of AUs between groups support
emotional stimuli in schizophrenia.
observations of altered facial expression of emotions in
Considering similar subjective emotional experience
schizophrenia. Expressions of emotions usually result
within the two groups, our findings do not clearly
from activation of multiple AUs and for all emotions,
support the hypotheses on the unidirectional relation-
except sadness, patients displayed fewer expressions
ship between emotion experience and expression
with combinations of at least two frequent AUs. Most
according to either Darwin or James. Perhaps, our
experimental studies in schizophrenia have supported
findings are more consistent with the concept of
affective flattening, rather than inappropriate affect, and
neuromotor dysfunction put forth by
experimental ratings of affective flattening in dynamic
, however, not all muscle movements were less
expressions correlated with clinical scales (
frequent and there were specific differences found for
each emotion. Although lower than during evoked
In our study, experimental measures of affective
expressions, levels of emotion experience during posed
flattening based on the presence of frequent AUs failed
emotion expressions were elevated and in line with a
to correlate with clinical ratings affective flattening.
previous study that reported on emotion experience and
While this lack of finding was unexpected, it may relate
autonomic activity related to coached facial expressions
to the research methodology of examining static, rather
in actors While subjective
than dynamic, expressions and omission of intensity
emotional experience cannot be readily quantified, our
ratings from data analysis.
findings are in consistent with previous reports
Our prediction regarding inappropriate expressions
was confirmed and in each emotion infrequent AUs
were more commonly expressed in the schizophrenia
support the notion that flat affect in schizophrenia does
group. In addition, experimental measures of inap-
not indicate diminished emotional experience.
propriate affect in happy, sad and fearful expressions
Limitations of our study pertain to subject selec-
correlated with clinical ratings in patients. The
tion, methodology for acquisition of facial expres-
presence of even a single potentially erroneous AU
sions and data analysis. The small sample size is
in a particular emotion expression should not be
mediated by careful matching of patient and control
underestimated. Whereas affective flattening may
groups, the intensive task design and complex
result in lack of recognition of the emotion expressed
analysis that accounted for presence and absence of
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
every AU. We chose controls as comparisons, since
reliable and sensitive measure of facial expression of
actors or coached controls would magnify the
emotions. While simple feedback did not enhance
difference found amongst groups. Given the limited
emotion expression ), more
power of our sample size and clinical stability of
interactive remediation programs (
patients, the major concern was that the study would
) that utilize information about individual regional
fail to detect differences and this did not occur. Due to
differences in expression of specific emotions, based on
the complexity of data, previous attempts to rate
AUs or alternate muscle movement measurement, may
dynamic facial expressions using FACS were forced
enable remediation of emotion expression.
to limit analysis to global assessment of emotion
Lastly, in the past decade identification of prodromal
expressions. Therefore to determine differences in
states in schizophrenia has received increased attention.
individual muscle movements, we focused on rating
Affective flattening may be present well before clinical
static facial expressions. Inherent to this methodology
onset of schizophrenia (increase
is the possibility that photographs may be obtained
during the prodromal phase ) and
which miss the intended emotion expression, despite
represent a marker of vulnerability. In conjunction with
extensive training — on synchronizing the different
other candidates for endophenotypes, facial expressions
aspects of image acquisition. Emotion expressions
of emotions in persons with vulnerability to schizo-
were obtained in two conditions, posed and evoked.
phrenia may inform us about risk of illness and assist in
Advantages for obtaining more spontaneous or
future efforts at prevention or postponement of onset of
genuine emotion expressions rather than evoked
expressions were weighed – against the need tokeep acquisition methods for the two series similar –
Role of funding source
and the interference of speech on emotion expres-
This work was supported by NIMH MH-01839, MH-60722 and
sions. The sequence of expressed emotions remained
the National Alliance for Research on Schizophrenia and Depression.
fixed and we decided against a randomized sequenceof emotions where happy expressions could be
affected by negative emotions and sad experiences
Drs. Kohler, R.E. Gur and R.C. Gur designed the study and Dr.
could interfere with other expressions. Lastly, com-
Kohler prepared the manuscript. Drs. Stolar and Verma, E. Martin and F.
parisons between groups were based on differences in
Barrett were responsible for data acquisition, and C. Brensinger and Dr.
AUs that were frequently or infrequently present in
Bilker were responsible for data analysis.
healthy controls, and did not include expressionintensity ratings. Intensity ratings may have produced
Conflict of interest
interesting findings regarding expression differences
There are no potential conflicts of interest to report for Drs. Kohler,
amongst groups, but the small sample size precluded
Stolar, Bilker, Verma, R.C. Gur and R.E. Gur; C. Brensinger, E. Martin
and F. Barrett.
Applying FACS to larger groups with wider range of
clinical symptomatology is needed to replicate our
findings and investigate the effect of illness acuity and
This work was supported by NIMH MH-01839, MH-60722 and
symptom clusters on facial expressions. Other future
the National Alliance for Research on Schizophrenia and Depression.
directions involving measurement of facial muscle
The funding sources had no role in design of study, interpretation of
movements may lie in further development of auto-
data, manuscript preparation and submission.
mated measurement of facial expressions and therapeu-tic application of measuring facial expressions. Over the
Appendix A. Supplementary data
past 15 years, several automated programs have beencreated with the aim to better quantitate facial regions
Supplementary data associated with this article can
be found, in the online version, at
morphometry, our group ) developed
an automated program that examines facial changes in10 regions that relate to the anatomic areas involved in
AUs, as described by FACS. Such computerizedmethods will be able to provide a measure of the subtle
Aghevli, M.A., Blanchard, J.J., Horan, W.P., 2003. The expression and
changes in facial expression, which FACS is unable to
experience of emotion in schizophrenia: a study of social
quantify and may replace visual inspection as a more
interactions. Psychiatry Res. 119 (3), 261–270.
C.G. Kohler et al. / Schizophrenia Research 105 (2008) 49–60
Andreasen, N.C., 1984a. The Scale for the Assessment of Negative
Gur, R.C., Sara, R., Hagendoorn, M., Marom, O., Hughett, P., Macy,
Symptoms (SANS). Trans. ed. Vol. The University of Iowa, Iowa City.
L., Turner, T., Bajcsy, R., Posner, A., Gur, R.E., 2002. A method
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Source: http://frederickbarrett.kimusubi.net/sites/default/files/frederickbarrett.kimusubi.net/Kohler2008SczRes2.pdf
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